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Core CPD (FTS)

Omnibus Core CPD (FAA/SFA)


Description
The Omnibus Core CPD (FAA/SFA) :

Ethics Module - 3 Units
Anti Money Laundering Module - 2 Units
Rules & Regulations Module - 2 Units
Quiz- 1 Unit

Duration: 81

Content
  • quick tour
  • Quick Tour
  • Ethics tutorial
  • Unit 1
  • Unit 2
  • Unit 3
  • AML tutorial
  • Unit 1
  • Unit 2
  • Rules & regulations Tutorial
  • Unit 1
  • Unit 2
  • quiz
  • Quiz
  • ethics resources
  • FAA G4 - Standards of Conduct
  • FAA G11 - Guidelines on Fair Dealing
  • aml resources
  • FAA N06 - Prevention on Money Laundering
  • SFA04 N02 - Prevention of Money Laundering
  • rules & regulations resources
  • FAA N03 - Product Information Disclosure
  • SFA - Relevant Sections
  • FAA N16 - Recommendations of Investment Products
  • SFA 04 N12 - Sale of Investment Products
  • FSG- G01 Fit & Proper Criteria
Completion rules
  • All units must be completed
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